The majority of firms do not plan to use their MiFID II best execution reports internally according to a survey. Like what you see? Click here to sign up for Trader Magazine's weekly newsletter to get ...

The Securities and Exchange Commission's guidance allowing U.S. broker-dealers to receive separate payments for research without being subjected to regulation as investment advisers has expired, and ...

The issue of how firms should pay for investment research continues to be a controversial topic in the financial markets. The U.S. has maintained the approach it adopted before the mid-2000s, which is ...

US financial technology provider Trade Informatics is tackling the best-execution and governance requirements of the second Markets in Financial Instruments Directive (MiFID II) with the European ...

The issue of how investment research should be paid for by investors is controversial, long-standing and seemingly perennially the subject of legislative iterations, failure and unintended consequence ...

These two trends, which at a glance seem to be at odds with each other, highlight the different ways in which small and large brokers are responding to the best-execution requirements of the EU’s ...

LONDON, July 5 (IFR) - Five large banks have signed up to the Droit regulatory compliance platform for derivatives and securities trading as they prepare for sweeping MiFID II reforms that take effect ...